ER9 Legal Register
File Reference : ER9 Legal Register
Date File Updated 20-04-2025
File Format MS Excel / Google Sheets
No. of files 2
Category Registers
Tags: ISO 14001, ISO 45001, 6, 1, IMS1 1.6
  • £35.00

  or  

Login to Download


This is a register for creating a listing of relevant legislation and reviewing legal compliance.

A legal compliance review sheet is included to review and log any new or pending legislation which may impact your business and also a separate sheet to list any recently updated legislation and consideration of impact and action required for compliance. 

The legal register worksheet allows logging of Legislation title, Date, Description / Requirements,  Compliance as text fields so details of the requirements of the legislation and current compliance can be detailed.

There are also 2 list-select fields for 'Relevance' and 'Category' which can be used to designate whether the legislation is relevant or not with conditional-formatting in place to highlight key / pertinent legislation and to show irrelevant legislation greyed out slightly. The category field allows a category to be applied to all legislation.

The register has filtering setup so can easily sort and filter the listing to show / hide based on relevance or category.

This register can be used to provide evidence of comprehensive legal compliance in ISO audits.

A sample data version of this register is also available in the alphaZ Subscribers section - this is a copy of this file already populated with a listing of UK legislation and recent updates so the legislation listing can be reviewed and relevance updated for your company. Example content for description / requirements and compliance is also included.

ISO Auditor

I found the legal register very useful, as it does not only have a list of the legal requirements, but have areas to define the requirements and how a company have complied with it. I found that very helpful when auditing the client.

Add a Comment

Please Login or Subscribe to add Comments.