RA-BR18 Legal, Contractual and Liability
| File Reference : | RA-BR18 Legal, Contractual and Liability |
This is an example risk assessment covering the main legal, contractual and liability risks and the controls that manage them which is probably essential for every business!
This example risk assessment has been prepared using the
F-Q36 General Risk Assessment form template - a purpose-built template designed to focus entirely on what matters: identifying business risks, assessing their likelihood and impact, and recording the controls that manage them, without any unnecessary fields getting in the way.
The file is supplied in fully editable MS Word format and can be easily customised and saved to Google Docs format if required. The document uses pre-defined style formatting throughout with styles to match the risk-ratings which are input using select boxes pre-populated with all possible risk ratings. All text is in Calibri font for improved readability.
The following document labelling is included in the footer:
- Form number and title
- Information-classification
- Version
- Page number / total pages
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Legal, Contractual and Liability Business Risk Assessment
This fully completed legal, contractual and liability business risk assessment example has been prepared by experienced ISO management system consultants. It covers the risks arising from an organisation's legal obligations, contracts and potential liabilities, including disputes, claims, regulatory compliance, intellectual property and insurance. It can be used as a starting point when developing your own business risk assessment documentation.
What Does This Legal, Contractual and Liability Business Risk Assessment Cover?
This risk assessment identifies the key legal, contractual and liability risks an organisation faces, including:
- Contract terms and formation
- Contractual disputes and breach
- Litigation and claims
- Professional and service liability
- Regulatory and licensing compliance
- Intellectual property
- Insurance adequacy
- Documentation and record-keeping
- Awareness and access to advice
A residual risk rating is then assigned to each risk, demonstrating how effective controls - such as clear written contracts, review of terms, adequate insurance, protection of intellectual property, good record-keeping and access to legal advice - reduce the overall risk to a tolerable level.
A Professional Easy-to-Use Risk Assessment Template
This document uses colour-coded header styles matched to risk ratings, making it quick to read and easy to communicate during team briefings and staff training. A built-in risk rating matrix supports consistent evaluation of likelihood and consequence, and clear risk symbols help communicate each risk at a glance. An inherent and a residual rating are recorded for every risk, so the effect of your controls is easy to demonstrate.
Risk, Control and Prohibition Symbols
Each row in the assessment is tagged with a small symbol so the type of risk, the control that manages it and any prohibition are clear at a glance. The same icon set runs across every alphaZ business risk assessment, which keeps a finished document quick to read and easy to compare. You can read more about them in our blog post on the alphaZ business risk icons.
Who Is This Legal, Contractual and Liability Business Risk Assessment Template Suitable For?
This template is suitable for organisations of any size that need to assess and document their legal, contractual and liability risks. It is useful when strengthening legal compliance and governance, and when supporting the risks and opportunities requirements (clause 6.1) of ISO management system standards. Directors, managers and those responsible for contracts can all use it as a practical, ready-made starting point.