RA-BR15 Facilitation of Tax Evasion
| File Reference : | RA-BR15 Facilitation of Tax Evasion |
This is an example risk assessment covering the main facilitation of tax evasion risks and the controls that manage them. It makes preparing your own much easier than starting from a blank page.
This example risk assessment has been prepared using the
F-Q36 General Risk Assessment form template - a purpose-built template designed to focus entirely on what matters: identifying business risks, assessing their likelihood and impact, and recording the controls that manage them, without any unnecessary fields getting in the way.
The file is supplied in fully editable MS Word format and can be easily customised and saved to Google Docs format if required. The document uses pre-defined style formatting throughout with styles to match the risk-ratings which are input using select boxes pre-populated with all possible risk ratings. All text is in Calibri font for improved readability.
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Facilitation of Tax Evasion Business Risk Assessment
This fully completed facilitation of tax evasion business risk assessment example has been prepared by experienced ISO management system consultants. It covers the risk of the organisation or persons associated with it facilitating tax evasion, including employees, agents and contractors, and the reasonable procedures expected to prevent it. It can be used as a starting point when developing your own business risk assessment documentation.
What Does This Facilitation of Tax Evasion Business Risk Assessment Cover?
This risk assessment identifies the key facilitation of tax evasion risks an organisation faces, including:
- Facilitation by employees and associated persons
- Oversight of agents and intermediaries
- Customer and supplier arrangements
- Cash and payment practices
- Payroll and employment status
- Higher-risk jurisdictions and structures
- Prevention procedures and reasonable-procedures defence
- Awareness and reporting
- Record-keeping and monitoring
A residual risk rating is then assigned to each risk, demonstrating how effective controls - such as reasonable prevention procedures, due diligence on associated persons, clear payment and payroll practices, training and a route to report concerns - reduce the overall risk to a tolerable level.
A Professional Easy-to-Use Risk Assessment Template
This document uses colour-coded header styles matched to risk ratings, making it quick to read and easy to communicate during team briefings and staff training. A built-in risk rating matrix supports consistent evaluation of likelihood and consequence, and clear risk symbols help communicate each risk at a glance. An inherent and a residual rating are recorded for every risk, so the effect of your controls is easy to demonstrate.
Risk, Control and Prohibition Symbols
Each row in the assessment is tagged with a small symbol so the type of risk, the control that manages it and any prohibition are clear at a glance. The same icon set runs across every alphaZ business risk assessment, which keeps a finished document quick to read and easy to compare. You can read more about them in our blog post on the alphaZ business risk icons.
Who Is This Facilitation of Tax Evasion Business Risk Assessment Template Suitable For?
This template is suitable for organisations of any size that need to assess and document their exposure to the facilitation of tax evasion. It is useful when demonstrating the reasonable prevention procedures expected under the Criminal Finances Act 2017, when maintaining good financial-crime governance, and when supporting the risks and opportunities requirements (clause 6.1) of ISO management system standards. Directors, finance leads and management system managers can all use it as a practical, ready-made starting point.